WebJun 3, 2016 · Background. WH Ireland Ltd (WHI) is a firm that offers private wealth management and corporate broking services to its clients.Due to the nature of WHI's services and the way in which it provided those services, the FCA assessed that WHI was especially vulnerable to the potential risks of market abuse, particularly relating to the … WebJul 1, 2024 · Dodge Durango – Best second quarter for U.S. retail sales since 2005. Driven by strong consumer demand for Jeep®, Ram, Dodge, Chrysler and Alfa Romeo brand …
The FCA Isn’t Thrilled With Some Firms - LinkedIn
WebOct 3, 2024 · In this Market Watch, we outline recent observations on the transaction reporting and instrument reference data regimes. These will be of interest to investment … Web1 day ago · FCX Complete Freeport-McMoRan Inc. stock news by MarketWatch. View real-time stock prices and stock quotes for a full financial overview. burchell assessors
FCA Market Watch 60: Inside Information Systems & Controls
WebAug 12, 2024 · The UK Financial Conduct Authority ("FCA") has published Market Watch 60, its newsletter on market conduct and transaction reporting issues.This edition contains information about the FCA’s view on controlling access to inside information, findings of the FCA’s Thematic Review of processes controlling information flows, and its key … WebJan 22, 2024 · About this edition. In this Market Watch, we set out our expectations for firms on recording telephone conversations and electronic communications when alternative working arrangements are in place, including increased homeworking. This follows Coronavirus (Covid-19): Information for firms setting out what firms must do to take … WebNov 19, 2024 · About this edition. In this Market Watch we discuss web-based trading platforms, which are widely used for Rates and Fixed Income products and share our concerns about gaps in users’ surveillance of web-based platform activity. In Market Watch issues 48, 50, and 56, we shared some observations from our suspicious transaction … burchell and milton