WebFeb 18, 2024 · SEC Proposes Cybersecurity Risk Management Rules for Registered Funds and Advisers Ropes & Gray LLP Join Our Mailing List/ Careers/ Contact Newsroom All Biographies Practices Industries Newsroom Menu Firm Global Opportunity Pro Bono Diversity Women Attorneys Alumni Careers Sustainability Biographies Browse by last … WebApr 12, 2024 · Moreover, the SEC has re-opened the comment period for a 2024 proposal that would require investment advisers and funds to adopt written cybersecurity …
SEC Proposes New Cybersecurity Rules for SEC Registered …
WebMar 9, 2024 · As part of the proposed cybersecurity risk management rules, we are proposing new recordkeeping requirements under the Advisers Act and Investment Company Act. Advisers Act rule 204-2, the books and records rule, sets forth requirements for maintaining, making, and retaining books and records relating to an adviser's … Web44 minutes ago · Downdetector, which tracks technical issues with websites, posted a chart showing a spike in outages for TD Ameritrade starting about 8 a.m. ET. Roughly 77% of problems were tied to the website ... mysql wordpress 接続
Cybersecurity Risk Management - SEC.gov
WebJan 5, 2024 · Printer-Friendly Version. Private funds that are excluded from the definition of “investment company” under sections 3(c)(1) or 3(c)(7) of the Investment Company Act of 1940 (“ICA”) will face significantly stricter cybersecurity requirements under the FTC’s revised Safeguards Rule, which comes into full effect as of December 9, 2024. WebMar 24, 2024 · Although many advisers and funds consider cybersecurity risks in developing their compliance policies and procedures required under the Investment Advisers Act and Investment Company Act, the proposal represents the first time that advisers and funds would expressly be obligated to adopt cybersecurity-related … WebApr 11, 2024 · The Safeguards Rule generally requires brokers, dealers, investment companies, and SEC-registered investment advisers to implement policies and procedures for safeguarding customer information by seeking to maintain the information's confidentiality and protect it against anticipated threats and unauthorized access. mysql word filter